-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0hGWaaeOJp5UP1Jd6iKZT8JRdOMNJbF649jJEiibEwuvf7V/jKlfcOXkQU4rWnk TdSt7Sk4rq4CrAq/ahccIQ== 0000936392-02-000113.txt : 20020414 0000936392-02-000113.hdr.sgml : 20020414 ACCESSION NUMBER: 0000936392-02-000113 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: P F CHANGS CHINA BISTRO INC CENTRAL INDEX KEY: 0001039889 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 860815086 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54977 FILM NUMBER: 02536695 BUSINESS ADDRESS: STREET 1: 5090 N 40TH ST STE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 MAIL ADDRESS: STREET 1: 5090 N. 40TH ST STREET 2: SUITE 160 CITY: PHOENIX STATE: AZ ZIP: 85018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING PAUL CENTRAL INDEX KEY: 0001079157 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PF CHANG CHINA BISTRO INC STREET 2: 5090 N 40TH ST STE 150 CITY: PHOENIX STATE: AZ ZIP: 85018 MAIL ADDRESS: STREET 1: PF CHANG CHINA BISTRO INC STREET 2: 5090 N 40TH ST STE 150 CITY: PHOENIX STATE: AZ ZIP: 85018 SC 13G/A 1 a79012sc13ga.htm SCHEDULE 13G AMENDMENT #4 P.F. Chang's China Bistro, Inc.
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

P.F. Chang’s China Bistro, Inc.

(Name of Issuer)

Common Stock, Par Value $0.001

(Title of Class of Securities)

69333Y  10  8

(CUSIP Number)

December 31, 2001
Date of event which requires filing of this statement

Check the appropriate box to designate the
rule pursuant to which this schedule is filed

[   ]     Rule 13d — 1(b)
[   ]     Rule 13d — 1(c)
[X]     Rule 13d — 1(d)

     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

         
CUSIP No. 69333Y  10  8   13G   Page 2 of 5 Pages
               

1   NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
 
Paul Fleming                       Social Security # ###-##-####

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)    [   ]
  (b)    [   ]

3   SEC USE ONLY
 

4   CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
  5   SOLE VOTING POWER
 
1,092,640

  6   SHARED VOTING POWER
 
N/A

  7   SOLE DISPOSITIVE POWER
 
1,092,640

  8   SHARED DISPOSITIVE POWER
 
N/A

9     AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,092,640

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
 
[   ]

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
9.1%

12   TYPE OF REPORTING PERSON*
 
IN

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 


 

Item 1(a)

Name of Issuer:
P.F. Chang’s China Bistro, Inc.

Item 1(b)

Address of Issuer’s Principal Executive Offices:
15210 N. Scottsdale Rd., #300
Scottsdale, AZ 85254

Item 2(a)-(c)

Name, Address and Citizenship of Person Filing:

Paul Fleming
4541 N. 64th Street
Scottsdale, AZ 85251

A United States citizen.

Item 2(d)

Title of Class of Securities:
Common Stock, Par Value $0.001

Item 2(e)

CUSIP Number:
69333Y  10  8

Item 3

Type of Person:
Not Applicable.

Item 4

Ownership:

(a)    Amount beneficially owned: 1,092,640
 
(b)    Percent of class: 9.1%
 
(c)    Number of shares as to which the person has:

        (i)    sole power to vote or direct the vote: 1,092,640
 
        (ii)    shared power to vote or direct the vote: N/A
 
        (iii)    sole power to dispose or to direct the disposition of 1,092,640
 
        (iv)    shared power to dispose or to direct the disposition of N/A.

 


 

Item 5

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [   ]

Item 6

Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not Applicable.

Item 8

Identification and Classification of Members of the Group:

Not Applicable.

Item 9

Notice of Dissolution of Group:

Not Applicable.

Item 10

Certification:

(a)    Not Applicable.
 
(b)    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that effect.

 


 

Signature

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 11, 2002.
     
By:   /s/   Paul Fleming
   
    Paul Fleming

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